The team building Key Regulatory

A founder and advisors with backgrounds in RIA compliance, hedge fund operations, legal technology, and applied AI, building compliance review for regulated financial firms.

Leadership

  • Mike Ippolito, Founder: 20+ years bridging business needs with emerging tech; former strategic lead for a $1.1B portfolio at TD SYNNEX; chief architect of Key Regulatory's systems.

Advisors

  • Ian Rayner, Compliance Advisor: hedge fund COO and quantitative analyst with over 20 years managing operations and compliance for NFA/CFTC-regulated futures platforms.
  • Jaqueline Hummel, Compliance Advisor: more than 30 years building and running compliance programs for registered investment advisers; former Chief Compliance Officer at PNC Capital Advisors; compliance consulting at ACA Group, Foreside and Hardin Compliance Consulting.
  • Gerald Burnand, Advisor, AI Strategy: AI strategist, data scientist, and software engineer with experience across machine learning, natural language processing, and software architecture.
  • Colin S. Levy, Legal Technology Advisor.